Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Konkowski is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Noble Capital Markets, Inc. and has previously worked at various firms including Exemplar Capital, LLC, Lincoln Financial Advisors Corporation, and Kalos Capital, Inc.. Thomas specializes in providing investment advice and financial planning services to individuals and families. Thomas is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/14/2024 - Present
Noble Capital Markets, Inc. (Westport CT)
MA
08/30/2022 - 12/05/2022
EXEMPLAR CAPITAL, LLC (BOSTON MA)
AZ
02/18/2020 - 08/04/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (PEORIA AZ)
AZ
07/16/2018 - 02/19/2020
KALOS CAPITAL, INC. (Scottsdale AZ)
AZ
05/12/2015 - 07/26/2018
GRADIENT SECURITIES, LLC (Peoria AZ)
AZ
05/16/2012 - 05/14/2015
FIRST ALLIED SECURITIES, INC. (PEORIA AZ)
AZ
04/17/2009 - 05/25/2012
WRP INVESTMENTS, INC. (PEORIA AZ)
AZ
09/11/2007 - 04/21/2009
WACHOVIA SECURITIES, LLC (PHOENIX AZ)
AZ
07/11/2002 - 09/11/2007
LINSCO/PRIVATE LEDGER CORP. (PHOENIX AZ)
AL
09/19/2001 - 04/01/2002
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
SC
01/26/2000 - 09/17/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
07/27/1999 - 01/26/2000
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
CA
08/17/1998 - 07/26/1999
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
03/09/1998 - 06/10/1998
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
BC
Issued 02/26/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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