Unclaimed
Thomas Kingery is a financial advisor with LPL Financial LLC. He is based in EFFINGHAM, IL and has been in the industry since 2019. Thomas is registered as a Registered Representative (RA) in Illinois. Thomas has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past and is active in both the Broker-Dealer (BC) and Investment Advisor (IA) space. Thomas's professional experience includes roles at B&L MACHINE AND DESIGN, JOHN BOOS & COMPANY, LPL FINANCIAL LLC, and BANK OF AMERICA, N.A. Thomas holds the Series 7TO, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/03/2023 - Present
LPL Financial LLC (EFFINGHAM IL)
IL
05/01/2019 - 10/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD IL)
BOTH
Issued 05/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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