Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Ierna is a registered representative at Next Financial Group, Inc. Thomas Ierna has been in the securities industry since June 10, 1994. Thomas Ierna has passed the Series 6, Series 7, Series 62, and Series 63 exams, as well as the SIE Exam. Thomas Ierna is licensed in Connecticut, Florida, New Jersey, New York, North Carolina, and Texas. Thomas Ierna has previously been employed by COMMONWEALTH FINANCIAL NETWORK, DESCAP SECURITIES, INC., VANGUARD CAPITAL, and GUARDIAN INVESTOR SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
NY
05/10/2021 - Present
Next Financial Group, Inc. (MILLER PLACE NY)
NY
01/19/1999 - 12/31/2005
COMMONWEALTH FINANCIAL NETWORK (MILLER PLACE NY)
NY
04/06/1998 - 01/22/1999
DESCAP SECURITIES, INC. (NEW YORK NY)
CA
09/15/1997 - 04/06/1998
VANGUARD CAPITAL (DEL MAR CA)
NY
06/08/1994 - 09/16/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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