Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hennessy is a financial advisor with over 35 years of experience in the financial services industry. Thomas has a strong background in providing investment advice and financial planning services to individuals, families, and businesses. He is currently registered with LPL Financial LLC and holds several licenses and certifications including the Series 7, Series 24, Series 52, Series 53, Series 63, Series 65, and Series 72. Thomas is a Certified Financial Planner (CFP®) and specializes in a variety of areas including Retirement Planning, Investment Management, College Savings Planning, and Estate Planning. Thomas has worked with CETERA ADVISOR NETWORKS LLC, TOWER SQUARE SECURITIES, INC. and ADVANTAGE CAPITAL CORPORATION. Thomas is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/17/2021 - Present
LPL Financial LLC (NAPERVILLE IL)
IL
09/03/2013 - 12/20/2021
CETERA ADVISOR NETWORKS LLC (NAPERVILLE IL)
IL
11/16/1998 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (NAPERVILLE IL)
GA
08/15/1994 - 11/16/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
03/19/1986 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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