Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Giordano is a financial advisor at Stifel, Nicolaus & Company, Inc.. Thomas has been in the financial industry since 1983. Thomas is licensed in 13 states and is a Certified Financial Planner. Thomas has experience in various financial services, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/14/2009 - Present
Stifel, Nicolaus & Company, Inc. (HOUSTON TX)
TX
01/01/2008 - 04/16/2009
WACHOVIA SECURITIES, LLC (SPRING TX)
TX
03/14/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRING TX)
FL
01/06/1988 - 02/14/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
08/24/1987 - 12/17/1987
RAYMOND JAMES & ASSOCIATES, INC.
NA
07/14/1983 - 08/22/1987
BUCHANAN & CO., INC.
BC
Issued 07/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/13/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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