Unclaimed
Thomas Gibb is a financial professional with over 18 years of experience in the industry. Thomas is currently a Registered Representative at Lightspeed Financial Services Group LLC, a position Thomas has held since May 1, 2018. Before joining Lightspeed Financial Services Group LLC, Thomas held positions at LightSpeed Trading, LLC, LightSpeed Professional Trading LLC, and Genesis Securities, LLC. Thomas has a broad range of licenses and registrations, including Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 99TO, and SIE. Thomas has also passed the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/01/2018 - Present
Lightspeed Financial Services Group LLC (Morristown NJ)
NY
08/30/2007 - 05/15/2018
LIGHTSPEED TRADING, LLC (NEW YORK NY)
NY
02/22/2006 - 07/28/2008
LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)
NY
12/17/2004 - 10/26/2005
GENESIS SECURITIES, LLC (NEW YORK NY)
IL
02/19/2004 - 11/16/2004
ASSENT LLC (BOLINGBROOK IL)
BC
Issued 04/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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