Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Francomano has been working in the financial services industry since March 21, 1984. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Huntersville, North Carolina. Thomas has been associated with Merrill Lynch since November 2008. Prior to joining Merrill Lynch, Thomas was registered with Citigroup Global Markets Inc. from July 31, 1993 to December 3, 2008. Previously, Thomas was employed with Lehman Brothers Inc. from July 18, 1988 to July 31, 1993 and Smith Barney, Harris Upham & Co., Incorporated from January 19, 1988 to July 26, 1988. Thomas has been a registered representative since 1984 and an investment advisor representative since 1991. Thomas is licensed in 41 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/14/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNTERSVILLE NC)
NC
07/31/1993 - 12/03/2008
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
NY
07/18/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/19/1988 - 07/26/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
03/22/1984 - 02/10/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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