Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Esposito is an investment advisor representative who has been in the industry for over 17 years. Thomas Esposito is registered with the state of Florida and is currently affiliated with Five Points Investment Advisors, LLC, which is headquartered in Sarasota, Florida. Previous to Five Points Investment Advisors, LLC, Thomas Esposito was registered with RAYMOND JAMES FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., INTER-ATLANTIC SECURITIES CORPORATION and NATIONAL FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
01/01/2025 - Present
Five Points Investment Advisors, LLC (SARASOTA FL)
AZ
10/22/2010 - 11/13/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (PHOENIX AZ)
FL
09/16/2008 - 10/28/2010
WELLS FARGO ADVISORS, LLC (SARASOTA FL)
FL
04/16/2004 - 09/16/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
NY
07/03/2002 - 04/30/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2002 - 07/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/04/1999 - 10/29/2001
INTER-ATLANTIC SECURITIES CORPORATION (NEW YORK NY)
NY
11/04/1996 - 06/12/1998
INTER-ATLANTIC SECURITIES CORPORATION (NEW YORK NY)
MA
08/11/1995 - 04/15/1996
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NY
03/28/1994 - 11/11/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/08/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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