Unclaimed
Thomas Durment is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Ausdal Financial Partners, Inc. and has a Series 6, 7, 63 and 65 license. Thomas is a Registered Representative and Investment Advisor Representative in Florida and Illinois. Prior to joining Ausdal Financial Partners, Inc., Thomas was registered with Waterstone Financial Group, Inc., Berthel, Fisher & Company Financial Services, Inc., and AHT Financial Group, LTD. Thomas works with a variety of clients including individuals, families, businesses, charities, and retirement plans. Thomas provides a range of financial services, including financial planning, portfolio management, and insurance. Thomas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
12/04/2008 - Present
Ausdal Financial Partners, Inc. (GLENVIEW IL)
IL
01/05/1994 - 12/03/2008
WATERSTONE FINANCIAL GROUP, INC. (GLENVIEW IL)
IA
06/05/1992 - 12/31/1993
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IL
02/20/1990 - 07/01/1992
AHT FINANCIAL GROUP, LTD. (BARRINGTON IL)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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