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Thomas Anthony Ditta

Valic Financial Advisors, Inc.

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About Thomas Anthony Ditta

Thomas Anthony Ditta is a financial advisor registered with Valic Financial Advisors, Inc. Thomas has been working in the financial services industry since 1998. Thomas is currently registered with the states of Arkansas, Louisiana, Mississippi and Texas. Thomas has also been registered with Pruco Securities, LLC and Cetera Investment Services LLC. Thomas is also a licensed insurance agent with AGIA. Thomas focuses on providing financial planning and portfolio management services to individuals and corporations.

Firm Information

Thomas Ditta is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Ditta’s Registration & Firm History

LA

04/02/2024 - Present

Valic Financial Advisors, Inc. (SHREVEPORT LA)

LA

05/10/2022 - 09/20/2023

PRUCO SECURITIES, LLC. (Monroe LA)

LA

04/11/2013 - 04/29/2022

CETERA INVESTMENT SERVICES LLC (BASTROP LA)

LA

02/09/2011 - 01/31/2013

VALIC FINANCIAL ADVISORS, INC. (BATON ROUGE LA)

TX

02/24/2000 - 08/05/2003

SWS FINANCIAL SERVICES (DALLAS TX)

NY

07/14/1998 - 10/02/1998

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

06/10/1991 - 08/19/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/10/1991 - 08/19/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 11/16/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Anthony Ditta.
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