Unclaimed
Thomas Anthony Ditta is a financial advisor registered with Valic Financial Advisors, Inc. Thomas has been working in the financial services industry since 1998. Thomas is currently registered with the states of Arkansas, Louisiana, Mississippi and Texas. Thomas has also been registered with Pruco Securities, LLC and Cetera Investment Services LLC. Thomas is also a licensed insurance agent with AGIA. Thomas focuses on providing financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
04/02/2024 - Present
Valic Financial Advisors, Inc. (SHREVEPORT LA)
LA
05/10/2022 - 09/20/2023
PRUCO SECURITIES, LLC. (Monroe LA)
LA
04/11/2013 - 04/29/2022
CETERA INVESTMENT SERVICES LLC (BASTROP LA)
LA
02/09/2011 - 01/31/2013
VALIC FINANCIAL ADVISORS, INC. (BATON ROUGE LA)
TX
02/24/2000 - 08/05/2003
SWS FINANCIAL SERVICES (DALLAS TX)
NY
07/14/1998 - 10/02/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NJ
06/10/1991 - 08/19/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/10/1991 - 08/19/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 11/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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