Unclaimed
Thomas Dematti is a financial advisor with Ameriprise Financial Services, LLC. Thomas has been in the industry since June 2000. Thomas has Series 7 and Series 63 licenses as well as the SIE and Series 65 exams. Thomas has experience with Centennial Bank, INVESTMENT PROFESSIONALS, INC. and Edward Jones. Thomas's office is located in Little Rock, Arkansas. Thomas is registered as a Broker/Dealer with the following states: Arizona, Arkansas, Colorado, District of Columbia, Florida, Georgia, Mississippi, Missouri, New York, Oklahoma, Tennessee, Texas, and Virginia. Thomas is also registered as an Investment Advisor with the following states: Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
06/20/2022 - Present
Ameriprise Financial Services, LLC (Little Rock AR)
AR
02/06/2014 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Little Rock AR)
AR
06/06/2000 - 02/07/2014
EDWARD JONES (MARION AR)
IA
Issued 09/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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