Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bishop is a registered representative with MML Investors Services, LLC and has been in the financial industry since 1999. Thomas has a wide range of experience with different firms such as MSI Financial Services, Inc., New England Securities, Barclays Capital Inc., Lehman Brothers Inc. and Van Der Moolen Specialists USA, LLC. Thomas is licensed in 53 states and holds multiple professional certifications including Series 7, 24, 52, 53, 55, and 63. Thomas is a registered principal and also holds the Series 4 and 14A licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/07/2025 - Present
MML Investors Services, LLC (EAST HILLS NY)
NY
02/07/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST HILLS NY)
NY
09/23/2013 - 01/02/2015
NEW ENGLAND SECURITIES (ROSLYN NY)
NY
09/22/2008 - 10/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/07/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/15/1999 - 01/08/2008
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
10/06/1993 - 11/24/1993
THE HARRIMAN GROUP, INC. (JERICHO NY)
BC
Issued 05/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/2007
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2007
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 02/08/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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