Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bagnato is a financial advisor with TP Icap Global Markets Americas LLC, based in New York, NY. Thomas has been in the securities industry since 2006. Thomas is a Series 7 and Series 63 registered representative, and has passed the SIE exam. Thomas has previously worked with ICAP Securities USA LLC, Stuart Frankel & Co., Incorporated, and Auerbach Grayson & Company Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
08/26/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
02/11/2008 - 06/20/2014
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
NY
08/18/2004 - 03/08/2006
AUERBACH GRAYSON & COMPANY INCORPORATED (NEW YORK NY)
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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