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Thomas Anslyn Odell

Barclays Capital Inc.

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About Thomas Anslyn Odell

Thomas Anslyn Odell is a financial advisor currently registered with Barclays Capital Inc.. Prior to joining Barclays Capital Inc., Thomas worked at Goldman Sachs & Co. LLC. Thomas has been in the financial services industry for 10 years, and holds the Series 7, Series 99 and SIE licenses.

Firm Information

Thomas Odell is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Odell’s Registration & Firm History

NY

05/20/2024 - Present

Barclays Capital Inc. (NEW YORK NY)

NJ

11/05/2012 - 05/05/2023

GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)

NA

12/04/1997 - 12/23/1997

LTCB LATIN AMERICA, INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2012

Series 99 - Operations Professional Examination

BC

Issued 12/02/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Anslyn Odell.
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