Unclaimed
Thomas McClintock is a financial professional based in Dallas, TX. Thomas has been working in the industry since June 20, 2015. Thomas is currently registered with Speyside Advisors, LLC, a firm headquartered in Dallas, TX. Thomas previously held positions at Stillpoint Capital, LLC, Independent Investment Bankers, Corp., and Fortis Investors, Inc. Thomas holds a Series 6, 63, 79, 82, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2019 - Present
Speyside Advisors, LLC (Dallas TX)
FL
01/09/2017 - 05/16/2019
STILLPOINT CAPITAL, LLC (TAMPA FL)
TX
05/28/2015 - 11/04/2016
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
NA
12/23/1993 - 02/01/1994
FORTIS INVESTORS, INC.
BC
Issued 02/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 05/28/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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