Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Angelo Ferraro is a financial advisor with over 25 years of experience in the industry. Currently, Thomas is registered with Fidelity Brokerage Services LLC. Prior to that, Thomas worked at Traderfield Securities Inc. for a short time in 2021. Before that, Thomas was with Jefferies LLC from 2004 to 2020 and previously held roles at Fleet Securities, Inc. and Kidder, Peabody & Co. Incorporated. Thomas holds the Series 63, Series 7, and SIE licenses. Thomas is registered with the state of Rhode Island and 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/26/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
08/31/2021 - 11/16/2021
TRADERFIELD SECURITIES INC. (HAZLET NJ)
NY
04/15/2004 - 03/16/2020
JEFFERIES LLC (NEW YORK NY)
TX
02/28/1995 - 04/08/2004
FLEET SECURITIES, INC. (DALLAS TX)
NY
06/15/1994 - 02/06/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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