linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Andrew Toth

Toth Financial Advisory Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Andrew Toth

Thomas Toth is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered as an Investment Advisor Representative with Toth Financial Advisory Corp. in Leesburg, Virginia. Previously, Thomas worked for several other firms, including CADARET, GRANT & CO., INC. and WASHINGTON SQUARE SECURITIES, INC. Thomas holds the Series 7, 24, 27, 63, and 65 licenses. Thomas specializes in portfolio management for individuals and pooled investment vehicles.

Firm Information

Thomas Toth is currently registered with Toth Financial Advisory Corp.. Toth Financial Advisory Corp., located in Leesburg, VA, is an investment advisor with approximately $865.89 million in regulatory assets under management. The firm provides portfolio management for individuals and pooled investment vehicles. They primarily serve high-net-worth individuals, as well as individuals other than high-net-worth, pension and profit-sharing plans, and pooled investment vehicles.
Toth Financial Advisory Corp.

608 SOUTH KING STREET

LEESBURG, VA 20175

$865.90M

Assets Under Management

610

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Toth’s Registration & Firm History

VA

08/15/1989 - Present

Toth Financial Advisory Corp. (LEESBURG VA)

NY

10/23/1997 - 12/31/2004

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

09/15/1994 - 09/17/1997

CADARET, GRANT & CO., INC. (SYRACUSE NY)

CT

02/21/1990 - 12/31/1996

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

VA

10/23/1990 - 08/10/1994

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

VA

11/14/1986 - 10/09/1990

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

NA

04/23/1986 - 11/24/1986

FSC SECURITIES CORPORATION

NA

07/25/1984 - 04/24/1986

DERAND INVESTMENT CORPORATION OF AMERICA

NA

04/18/1984 - 07/20/1984

BAKER, WATTS & CO.

Not sure if Thomas Andrew Toth is right for you?

Licenses & Designations

IA

Issued 09/05/1989

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/23/1986

Series 24 - General Securities Principal Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Thomas Andrew Toth. Review regulatory record here.
Not sure if Thomas Andrew Toth is right for you?