Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Andrew Seroczynski is a financial advisor at Wells Fargo Clearing Services, LLC. Thomas is a registered representative with FINRA and is licensed to offer securities in Indiana. Thomas has over 20 years of experience in the financial services industry. Thomas is registered to offer investment advisory services in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MISHAWAKA IN)
IN
02/14/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MISHAWAKA IN)
MI
09/09/2003 - 01/16/2007
LASALLE FINANCIAL SERVICES, INC. (ST. JOSEPH MI)
IL
02/01/1999 - 08/26/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
04/16/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
MA
10/30/1995 - 04/21/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 11/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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