Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ruder is a financial professional with over 40 years of experience in the securities industry. Thomas is currently registered with Stifel, Nicolaus & Company, Inc. as a Registered Representative. Prior to joining Stifel, Nicolaus & Company, Inc., Thomas was a registered representative with EDWARD JONES. Thomas has a strong track record of providing investment advice and financial planning services to a wide range of clients. Thomas holds Series 63, Series 65, Series 7 and SIE securities licenses. Thomas also holds a license to provide investment advisory services in Indiana and Texas. Thomas specializes in working with individuals, families, and businesses. Thomas is committed to providing his clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/22/2015 - Present
Stifel, Nicolaus & Company, Inc. (EVANSVILLE IN)
IN
10/11/1978 - 01/09/2015
EDWARD JONES (EVANSVILLE IN)
NA
09/13/1976 - 11/09/1978
IDS LIFE INSURANCE COMPANY
NA
09/13/1976 - 11/09/1978
IDS MARKETING CORPORATION
NA
09/13/1976 - 11/09/1978
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 03/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1976
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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