Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roll is a financial professional registered with W&S Brokerage Services, Inc. based in Columbus, Indiana. Thomas has been in the financial industry since 2015 and holds Series 6, Series 63 and SIE licenses. Thomas has a total of 3 state registrations. The advisor's current registrations are active in Illinois, Indiana and Ohio. Thomas has been registered in Ohio since December 7, 2020, in Indiana since June 5, 2015 and in Illinois since May 13, 2021. Thomas has a designation as a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
10/12/2022 - Present
W&S Brokerage Services, Inc. (Columbus IN)
BC
Issued 06/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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