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Thomas Andrew Ricks

Simplified Wealth Management

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About Thomas Andrew Ricks

Thomas Andrew Ricks is a Registered Representative and Investment Advisor Representative with Simplified Wealth Management. Thomas has worked in the financial services industry since 2013. Thomas has been registered with Simplified Wealth Management since 2018, and previously worked at LPL Financial LLC. Thomas is licensed in Louisiana, Mississippi and Texas.

Firm Information

Thomas Ricks is currently registered with Simplified Wealth Management. Simplified Wealth Management is an investment advisor based in Hattiesburg, Mississippi. The firm provides portfolio management services to individuals, corporations, and pension and profit-sharing plans. They manage approximately $179,488,997 in discretionary assets for 1,451 accounts. Simplified Wealth Management has 6 licensed agents and 5 investment adviser representatives.
Simplified Wealth Management

14 ORLEANS DRIVE

HATTIESBURG, MS 39402

$179.49M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Ricks’s Registration & Firm History

MS

01/24/2019 - Present

Simplified Wealth Management (HATTIESBURG MS)

MS

01/04/2016 - 07/27/2018

LPL FINANCIAL LLC (HATTIESBURG MS)

MS

09/29/2014 - 01/05/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (HATTIESBURG MS)

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Licenses & Designations

BOTH

Issued 12/16/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Andrew Ricks. Review regulatory record here.
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