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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Andrew Prude is a financial professional with over 29 years of experience in the industry. Thomas has a wide range of experience, holding registrations as a Registered Representative, Investment Advisor Representative, and Principal. Thomas is a Certified Financial Planner and Chartered Financial Consultant, and specializes in a number of areas, including financial planning, investment management, and pension consulting. Thomas is currently registered with LPL Financial LLC, a large firm with over $50 billion in assets under management. Thomas also has a history of working at other well-known firms, such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Legg Mason Wood Walker, Incorporated. Thomas is a highly experienced financial professional and has a strong reputation for providing high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
04/03/2009 - Present
LPL Financial LLC (SLIDELL LA)
LA
02/19/1997 - 04/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SLIDELL LA)
MD
03/22/1994 - 02/24/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 06/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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