Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Niemczyk is a financial advisor registered with Aegis Capital Corp. Thomas has been in the industry since 1995. In addition to Aegis Capital Corp., Thomas has worked at several other firms including Paulson Investment Company, Inc., JHS Capital Advisors, Inc., Vision Securities Inc., Salomon Grey Financial Corporation, Archer Alexander Securities Corporation, Raike Financial Group Inc., Duke & Co., Inc., and Stratton Oakmont Inc. Thomas is currently registered with the following securities regulators: FINRA, and the states of Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Massachusetts, Minnesota, Mississippi, Nevada, New Mexico, New York, North Carolina, North Dakota, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Virginia, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/29/2012 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
02/17/2011 - 02/29/2012
PAULSON INVESTMENT COMPANY, INC. (HAUPPAUGE NY)
NY
12/07/2006 - 02/16/2011
JHS CAPITAL ADVISORS, INC. (MELVILLE NY)
NY
02/17/2006 - 12/07/2006
VISION SECURITIES INC. (MELVILLE NY)
TX
01/15/2003 - 02/17/2006
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
MO
07/29/2002 - 10/14/2002
ARCHER ALEXANDER SECURITIES CORPORATION (KANSAS CITY MO)
GA
10/23/2000 - 07/12/2002
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
NY
05/06/1997 - 03/23/1998
DUKE & CO., INC. (NEW YORK NY)
NY
02/17/1992 - 12/20/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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