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Thomas Andrew Moller

Mutual OF America Securities LLC

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About Thomas Andrew Moller

Thomas Moller is a securities professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Mutual of America Securities LLC, a broker-dealer, in New Jersey. Thomas has a Series 6 and Series 63 license. Thomas was previously registered with Mutual of America Life Insurance Company, in New Jersey.

Firm Information

Thomas Moller is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Moller’s Registration & Firm History

NJ

05/07/2004 - Present

Mutual OF America Securities LLC (Neptune NJ)

NJ

11/13/2001 - 11/20/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 09/20/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Andrew Moller.
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