Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCloskey is a financial professional with over 3 years of experience in the industry. Thomas is currently registered with Stonehaven, LLC and has previously held positions at Finalis Securities LLC, M.M. Dillon & Co. LLC, and Independent Brokerage Solutions LLC. Thomas is licensed in California, Connecticut, Florida, Illinois, Massachusetts, and New York. Thomas holds the Series 63, Series 82TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/20/2024 - Present
Stonehaven, LLC (NEW YORK NY)
NY
01/24/2023 - 02/26/2024
FINALIS SECURITIES LLC (NEW YORK NY)
CT
06/15/2021 - 01/03/2023
M.M. DILLON & CO. LLC (GREENWICH CT)
NY
08/24/2020 - 06/16/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
BC
Issued 03/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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