Unclaimed
Thomas McElwee is a financial advisor registered with Pruco Securities, LLC and has been in the industry since August 2013. Thomas has a strong background in financial services and has worked for several prominent firms. Thomas holds a Series 6, 7, 24, 26, 63, and 66 license and is registered in Delaware, District of Columbia, Maryland, Massachusetts, Montana, New York, Pennsylvania, and Virginia. Thomas is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MD
04/23/2024 - Present
Pruco Securities, LLC (North Bethesda MD)
OH
08/29/2013 - 03/20/2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CLEVELAND OH)
BOTH
Issued 02/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/16/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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