Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lutz is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the financial services industry since 1995. Thomas is registered with the Securities and Exchange Commission and holds the Series 7, Series 24, Series 63, and SIE licenses. Previously, Thomas worked at Fidelity Investments Institutional Services Company, Inc. and Pioneer Funds Distributor, Inc. Thomas is registered to conduct business in 53 states, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/03/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/07/2004 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
02/06/2002 - 02/11/2004
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
11/05/1996 - 11/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
02/09/1995 - 10/01/1996
EXPRESS SECURITIES, INCORPORATED (WESTBORO MA)
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Thomas Lutz is the right advisor for you? Invested Better is here to help.
