Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leonard is a financial advisor with over 15 years of experience in the financial services industry. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Thomas was registered with Entoro Securities, LLC. Thomas has a strong background in providing investment advice to a variety of clients, including individuals, businesses, and institutions. Thomas holds the Series 7, Series 63, and Series 66 licenses and is also registered as an Investment Advisor Representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
07/19/2021 - 12/07/2021
ENTORO SECURITIES, LLC (HOUSTON TX)
TX
06/12/2019 - 12/20/2019
ENTORO SECURITIES, LLC (HOUSTON TX)
NY
05/02/2016 - 07/25/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
04/05/2010 - 03/21/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
02/28/2005 - 04/09/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NA
06/05/1987 - 04/12/1988
BEAR, STEARNS & CO. INC.
NA
01/27/1986 - 06/11/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
04/23/1985 - 01/29/1986
MID-STATE SECURITIES CORP.
BOTH
Issued 06/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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