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Thomas Andrew Knippa

CX Institutional, LLC

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About Thomas Andrew Knippa

Thomas Knippa is an Investment Advisor Representative with CX Institutional, LLC. Thomas has been in the industry for over 20 years and holds the Series 7, Series 63, and Series 65 licenses. He is a Certified Financial Planner and specializes in working with high net worth individuals, corporations, and charitable organizations. Thomas provides financial planning, portfolio management, and other advisory services to his clients. Previously Thomas was with LPL Financial LLC and Mercer Allied Company, L.P..

Firm Information

Thomas Knippa is currently registered with CX Institutional, LLC. CX Institutional, LLC is an investment advisor registered with the SEC. The firm manages $3,314,261,031 in assets for 10,540 accounts. CX Institutional, LLC provides financial planning, portfolio management for businesses, and portfolio management for individuals. Their clients include high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations. They also have a wrap fee program.
CX Institutional, LLC

200 EAST 7TH STREET

AUBURN, IN 46706

$3.31B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Knippa’s Registration & Firm History

IN

10/16/2018 - Present

CX Institutional, LLC (AUBURN IN)

TX

06/28/2002 - 07/29/2020

LPL FINANCIAL LLC (PLANO TX)

NY

11/02/1999 - 01/02/2002

MERCER ALLIED COMPANY, L.P. (COHOES NY)

SC

04/17/1998 - 10/01/1999

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

IA

Issued 01/04/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Andrew Knippa.
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