Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Andrew Fraser is a securities professional with over a decade of experience. Thomas is registered in New York and holds the Series 79, Series 63, and SIE licenses. Thomas is currently employed by Cantor Fitzgerald & Co. and has been with the firm since June 2011. Prior to Cantor Fitzgerald & Co., Thomas did not have any other previous employers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/10/2011 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
BC
Issued 08/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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