Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fledderman is a financial advisor at Stifel, Nicolaus & Company, Inc. Thomas has been in the financial industry for over 10 years, starting his career at OBS Brokerage Services, Inc. in 2010. Thomas has experience in a variety of financial services, including portfolio management, financial planning, and pension consulting. Thomas is registered with FINRA and has licenses in multiple states. Thomas is a member of the St Mary's Rotary Club, Project Gifts for Elk County, St. Mary's Ambulance Service, and the lk County Catholic High School Athletic Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/21/2023 - Present
Stifel, Nicolaus & Company, Inc. (ST. MARY'S PA)
PA
12/10/2013 - 03/22/2017
CETERA INVESTMENT SERVICES LLC (ST. MARYS PA)
PA
07/23/2010 - 12/10/2013
OBS BROKERAGE SERVICES, INC. (ST. MARY'S PA)
BOTH
Issued 12/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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