Unclaimed
Thomas Andrew Donnelly is an investment professional with experience in the financial services industry since December 2005. Thomas has a Series 7, Series 24, and Series 63 licenses. Thomas is registered with Neuberger Berman BD LLC in New York. Thomas previously worked at Neuberger Berman Management LLC and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/05/2016 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
02/13/2007 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NJ
12/15/2005 - 02/13/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 09/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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