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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Andrew Davis is an investment advisor representative with over eight years of experience in the financial services industry. Thomas is currently registered with Morgan Stanley and is licensed to conduct business in 53 states, including Arkansas, Oklahoma, and Texas. Thomas’s specialties include providing financial planning and portfolio management for a variety of clients, including high net worth individuals, corporations, and institutions. Thomas is also licensed to conduct business in the areas of securities, options, and investment advisory services. Thomas has an extensive background in the financial services industry, including experience with Morgan Stanley Private Bank, N.A.. Thomas is committed to providing clients with high-quality advice and personalized service to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AR
09/12/2018 - Present
Morgan Stanley (Little Rock AR)
BOTH
Issued 08/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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