Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anastasia is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the financial services industry since May 2005. Thomas is a licensed General Securities Principal and has a Series 7, Series 9, Series 10, and Series 99TO license. Thomas is also a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since January 2019. Prior to that, Thomas was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated from May 2005 to January 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
05/05/2005 - 01/20/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BC
Issued 10/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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