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Thomas Ammon Cook

Capacuity LLC

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About Thomas Ammon Cook

Thomas Ammon Cook is a registered investment advisor with CapAcuity LLC. Thomas has been in the financial services industry for over 14 years. Thomas holds Series 6, 7, 26, 63 and 66 securities licenses and is a Chartered Financial Analyst. Thomas has previously worked with Newport Group Securities, Inc., Charles Schwab & Co., Inc., and ValMark Securities, Inc.

Firm Information

Thomas Cook is currently registered with Capacuity LLC. CapAcuity LLC is an investment advisor based in LAKE MARY, FL. The firm has 9 licensed agents, 14 investment adviser representatives, and 19 registered representatives. They manage approximately $7,423,956,641 in regulatory assets under management. The firm specializes in providing pension consulting and selection of other advisers, and manages portfolios for businesses. CapAcuity also serves non-qualified deferred compensation plans and pooled investment vehicles.
Capacuity LLC

300 INTERNATIONAL PARKWAY

LAKE MARY, FL 32746

$7.42B

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees associated with offset of affiliated broker dealer

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Thomas Cook’s Registration & Firm History

FL

02/05/2020 - Present

Capacuity LLC (LAKE MARY FL)

CA

12/15/2017 - 05/03/2019

VALMARK SECURITIES, INC. (Newport Beach CA)

FL

07/23/2014 - 11/20/2017

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

FL

02/06/2014 - 07/22/2014

CHARLES SCHWAB & CO., INC. (ORLANDO FL)

FL

10/13/2008 - 01/10/2014

NEWPORT GROUP SECURITIES, INC. (HEATHROW FL)

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Licenses & Designations

BOTH

Issued 02/21/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Ammon Cook.
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