Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Finnegan is a financial advisor with over 40 years of experience in the financial services industry. Thomas holds a variety of licenses and certifications, including Series 7, 22, 26, 51, 63, and 65. He is also a Certified Financial Planner™. Thomas is currently registered with Osaic Wealth, INC. and has been with the firm since October 2024. Prior to joining Osaic Wealth, Thomas was employed by American Portfolios Financial Services, INC. Thomas's experience and expertise allows him to provide a wide range of financial services to individual and institutional clients. His areas of specialization include financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MA
12/12/2000 - 01/14/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
04/21/1994 - 12/06/2000
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
GA
04/06/1992 - 04/25/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
09/19/1989 - 06/16/1992
DERAND/PENNINGTON/BASS, INC.
NA
09/12/1988 - 10/18/1989
MESA SECURITIES CORPORATION
NJ
04/18/1983 - 09/15/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 6/5/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/9/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/4/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 4/20/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/3/2002
Series 7 - General Securities Representative Examination
BC
Issued 8/23/1993
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 8/26/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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