Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alvin Wood is a financial professional with over 40 years of experience in the industry. Thomas is currently registered with Robert W. Baird & Co. Inc. Prior to joining Robert W. Baird & Co. Inc., Thomas was employed by J.C. Bradford & Co., Coastal Securities L.P., Master Holdings, Inc., Kemper Securities Group, Inc., and Underwood, Neuhaus & Co., Incorporated. Thomas is also registered with the State of Alaska, Arizona, Arkansas, Florida, Louisiana, Michigan, Missouri, Nevada, New Mexico, North Carolina, Oklahoma, Pennsylvania, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
07/12/2000 - Present
Robert W. Baird & Co. Inc. (Houston TX)
NY
11/15/1999 - 07/18/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TX
03/13/1991 - 11/16/1999
COASTAL SECURITIES L.P. (HOUSTON TX)
NA
02/19/1991 - 03/13/1991
MASTER HOLDINGS, INC.
MO
09/04/1990 - 02/27/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
09/21/1983 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
BC
Issued 11/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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