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Thomas Alvah Cowen

Level Four Advisory Services

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About Thomas Alvah Cowen

Thomas Alvah Cowen is a financial professional with over 30 years of experience in the industry. Thomas Alvah Cowen currently works at Level Four Advisory Services. Previously, Thomas Alvah Cowen was associated with LPL Financial LLC, Lincoln Financial Securities Corporation, Securities America, Inc., Pruco Securities, LLC, and The Prudential Insurance Company of America. Thomas Alvah Cowen has also worked in Hillsborough, NJ and Newark, NJ. Thomas Alvah Cowen holds Series 6, 7, 63, and 65 licenses.

Firm Information

Thomas Cowen is currently registered with Level Four Advisory Services. Level Four Advisory Services is a registered investment advisor headquartered in Dallas, Texas. The firm provides financial planning, portfolio management, pension consulting, and educational seminars to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm has approximately $4.33 billion in assets under management.
Level Four Advisory Services

12400 COIT ROAD

DALLAS, TX 75251

$4.33B

Assets Under Management

98

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees - portion of assets managed by other advisors

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Thomas Cowen’s Registration & Firm History

TX

06/21/2006 - Present

Level Four Advisory Services (DALLAS TX)

NJ

11/05/2012 - 06/21/2021

LPL FINANCIAL LLC (HILLSBOROUGH NJ)

NJ

11/15/2007 - 11/21/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (HILLSBOROUGH NJ)

NJ

04/26/2006 - 11/28/2007

SECURITIES AMERICA, INC. (HILSSBOROUGH NJ)

NJ

08/01/1989 - 01/27/2006

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

08/01/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/03/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/24/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/31/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Alvah Cowen. Review regulatory record here.
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