Unclaimed
Thomas Alvah Cowen is a financial professional with over 30 years of experience in the industry. Thomas Alvah Cowen currently works at Level Four Advisory Services. Previously, Thomas Alvah Cowen was associated with LPL Financial LLC, Lincoln Financial Securities Corporation, Securities America, Inc., Pruco Securities, LLC, and The Prudential Insurance Company of America. Thomas Alvah Cowen has also worked in Hillsborough, NJ and Newark, NJ. Thomas Alvah Cowen holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
06/21/2006 - Present
Level Four Advisory Services (DALLAS TX)
NJ
11/05/2012 - 06/21/2021
LPL FINANCIAL LLC (HILLSBOROUGH NJ)
NJ
11/15/2007 - 11/21/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (HILLSBOROUGH NJ)
NJ
04/26/2006 - 11/28/2007
SECURITIES AMERICA, INC. (HILSSBOROUGH NJ)
NJ
08/01/1989 - 01/27/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/01/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/03/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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