Unclaimed
Thomas Alva Whitehurst is a financial advisor with Raymond James & Associates, Inc. Thomas has been in the financial industry since 1986. Thomas holds Series 7, Series 63 and SIE licenses. Thomas is also a Certified Financial Planner. Thomas is registered with the state of Florida and Texas. Thomas specializes in a variety of financial planning and investment services. Thomas has worked with Raymond James & Associates, Inc. since 2009. Prior to working with Raymond James & Associates, Inc., Thomas worked with Northern Trust Securities, Inc. and Vision Investment Services, Inc. Thomas is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/09/2017 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
03/02/2000 - 03/13/2009
VISION INVESTMENT SERVICES, INC. (MIAMI FL)
FL
02/21/1990 - 03/04/2009
NORTHERN TRUST SECURITIES, INC. (MIAMI FL)
FL
07/23/1986 - 03/01/1990
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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