Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lifson is a financial advisor currently associated with Citigroup Global Markets Inc. Thomas began working in the securities industry on May 9, 2005. Thomas has been with Citigroup since March 2017, prior to that, Thomas has experience with Jefferies LLC, Wells Fargo Securities, LLC, and Wells Fargo Institutional Securities, LLC. Thomas has been registered with FINRA and the state of California since April 20, 2017. Thomas holds Series 31, SIE, 7 and 6 licenses. Thomas is licensed to provide financial advice and services in all states, but primarily in the United States. Thomas specializes in providing asset allocation advice, financial planning, pension consulting, and portfolio management for businesses and individuals. Thomas also provides publication of periodicals and selection of other advisors. Thomas is an unofficial advisor on balance sheet and cash management for MedKal Health Ltd, a Biotechnology Startup in Stirling, Scotland, UK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/20/2017 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
08/10/2015 - 03/17/2017
JEFFERIES LLC (SAN FRANCISCO CA)
CA
12/05/2013 - 08/11/2015
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/05/2013 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)
WA
07/15/2013 - 12/09/2013
PIPER JAFFRAY & CO. (SEATTLE WA)
CA
02/06/2012 - 07/16/2013
SEATTLE-NORTHWEST SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
06/01/2009 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
CA
07/06/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SAN RAFAEL CA)
CA
04/12/2005 - 06/07/2006
MORGAN STANLEY DW INC. (SAN RAFAEL CA)
MN
01/24/2005 - 02/04/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 4/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/19/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 1/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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