Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gallagher is a financial advisor with over 16 years of experience in the financial services industry. Thomas has a strong background in securities, investments and financial planning, offering a range of services to individuals, families and businesses. Thomas currently is a registered representative with Janney Montgomery Scott LLC and holds several licenses and designations, including Series 63, Series 66, Series 7 and Series 9 & 10. Prior to joining Janney Montgomery Scott LLC, Thomas worked with Raymond James & Associates, Inc., and Oppenheimer & Co. Inc., where he gained valuable experience in financial advising. Thomas is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
01/23/2019 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
05/11/2016 - 08/15/2017
OPPENHEIMER & CO. INC. (JENKINTOWN PA)
FL
02/14/2012 - 08/12/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/17/2000 - 02/25/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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