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Thomas Allen Reynolds

Fidelity Brokerage Services LLC

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About Thomas Allen Reynolds

Thomas Allen Reynolds is an active investment advisor. Thomas is currently registered with Fidelity Brokerage Services LLC and has been active in the industry since February 4, 2020. Thomas has been registered with multiple firms throughout their career, including IVY DISTRIBUTORS, INC., WADDELL & REED, PARK AVENUE SECURITIES LLC, and AXA ADVISORS, LLC. Thomas has passed multiple securities exams, including Series 7, Series 6, Series 63, and SIE, as well as the Uniform Combined State Law Examination. Thomas holds registrations with various states.

Firm Information

Thomas Reynolds is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Reynolds’s Registration & Firm History

RI

12/20/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

KS

03/29/2021 - 05/20/2022

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

01/07/2021 - 04/28/2021

WADDELL & REED (OVERLAND PARK KS)

KS

06/29/2006 - 04/03/2007

PARK AVENUE SECURITIES LLC (OVERLAND PARK KS)

KS

09/05/2005 - 06/02/2006

AXA ADVISORS, LLC (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 08/17/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/28/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Allen Reynolds.
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