Unclaimed
Thomas Allen Reynolds is an active investment advisor. Thomas is currently registered with Fidelity Brokerage Services LLC and has been active in the industry since February 4, 2020. Thomas has been registered with multiple firms throughout their career, including IVY DISTRIBUTORS, INC., WADDELL & REED, PARK AVENUE SECURITIES LLC, and AXA ADVISORS, LLC. Thomas has passed multiple securities exams, including Series 7, Series 6, Series 63, and SIE, as well as the Uniform Combined State Law Examination. Thomas holds registrations with various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/20/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
KS
03/29/2021 - 05/20/2022
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
01/07/2021 - 04/28/2021
WADDELL & REED (OVERLAND PARK KS)
KS
06/29/2006 - 04/03/2007
PARK AVENUE SECURITIES LLC (OVERLAND PARK KS)
KS
09/05/2005 - 06/02/2006
AXA ADVISORS, LLC (OVERLAND PARK KS)
BOTH
Issued 08/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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