Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Allen Massey is a registered investment advisor representative with Moors & Cabot, Inc., a firm with a strong reputation in the industry. With over 20 years of experience in the financial services industry, Thomas has a proven track record of providing clients with personalized financial advice and guidance. He specializes in assisting individuals, corporations, charitable organizations, and pension and profit-sharing plans. Thomas is licensed to provide investment advice in multiple states. His primary office is located in Naples, Florida, but he also works with clients in other locations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/21/2011 - Present
Moors & Cabot, Inc. (NAPLES FL)
FL
10/06/2006 - 04/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
FL
04/09/2001 - 10/10/2006
RAYMOND JAMES & ASSOCIATES, INC. (NAPLES FL)
BOTH
Issued 05/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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