Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Johnson is a financial advisor with Edward Jones. Thomas has been working in the financial services industry since 2000. Thomas holds Series 63, 66, 7, 9, 10, and 24 securities licenses. Thomas is registered with the state securities regulators of Arkansas, Florida, Massachusetts, Missouri, and Utah. Thomas is also registered with FINRA. Thomas is a financial advisor at Edward Jones, a company with over $800 Billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/31/2017 - Present
Edward Jones (Palm Coast FL)
FL
08/01/2013 - 06/13/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
04/03/2008 - 07/10/2013
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
02/13/2004 - 03/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
MO
10/03/2000 - 01/23/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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