Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Allen Brooke is an investment advisor representative with over 17 years of experience in the financial industry. Thomas has been affiliated with Thrivent Investment Management Inc. since 2010. Thomas holds the Series 63, 65 and 7 licenses. Thomas is licensed to provide investment advice in Arizona, Florida, Illinois, Iowa, Minnesota, and Texas. In addition, Thomas is a registered investment advisor in Iowa and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IA
09/14/2020 - Present
Thrivent Investment Management Inc. (DAVENPORT IA)
IA
07/15/2005 - 05/29/2008
CITIGROUP GLOBAL MARKETS INC. (DAVENPORT IA)
IA
Issued 07/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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