Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bray is a financial advisor with Cetera Investment Advisers LLC, a firm with over 6,000 investment advisor representatives. Thomas Bray has been a Registered Representative in the securities industry since 1986. Thomas has a broad range of experience in the industry having previously worked with Walnut Street Securities, Inc., Market Street Securities, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, and Anchor National Financial Services, Inc. Thomas provides financial planning, portfolio management for businesses and individuals, and pension consulting services to clients. Thomas Bray is registered to provide investment advisory services in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (ORLANDO FL)
MO
01/30/2004 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
CA
07/12/1996 - 01/22/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
03/29/1995 - 11/17/1995
MARKET STREET SECURITIES, INC.
NJ
04/04/1990 - 04/04/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/04/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
06/27/1986 - 04/13/1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BOTH
Issued 4/18/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/7/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/1/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/1999
Series 7 - General Securities Representative Examination
BC
Issued 6/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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