Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alexander is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with The Leaders Group, Inc., a firm based in Littleton, CO. Thomas holds the Series 6, SIE and Series 63 licenses. Thomas was previously registered with Hartford Equity Sales Company Inc., Farmers Financial Solutions, LLC, Titan/Value Equities Group, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/22/2010 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AR
12/11/2000 - 09/21/2010
HARTFORD EQUITY SALES COMPANY INC. (LITTLE ROCK AR)
CA
09/21/2000 - 11/27/2000
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CT
08/04/1998 - 02/01/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
04/24/1992 - 12/11/1996
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NJ
05/25/1988 - 05/10/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/25/1988 - 05/10/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 07/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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