Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Allan Miller is a financial advisor registered with Private Advisor Group, LLC and has over 19 years of experience in the financial industry. Thomas is licensed to provide financial advice and investment services in various states, including Minnesota, Texas, and New York. He also holds multiple industry certifications including Series 63, Series 65, and Series 7. Thomas Allan Miller provides investment advisory services to individuals, high-net-worth individuals, and corporations. Thomas has been working with LPL Financial group since 2014 and has joined Private Advisor Group, LLC in 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
03/17/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MN
10/02/2009 - 03/06/2014
WADDELL & REED, INC. (PLYMOUTH MN)
MN
06/01/2009 - 10/15/2009
MORGAN STANLEY SMITH BARNEY (WAYZATA MN)
MN
02/18/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYZATA MN)
BC
Issued 02/25/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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