Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McNicholl is a financial advisor with MML Investors Services, LLC, based in Shelby, North Carolina. Thomas has been in the industry since September 5, 1990. Thomas McNicholl holds a Series 63 license, a Series 66 license, a Series 7 license and a Series 6 license. Thomas McNicholl is registered with 16 states and also registered as a Registered Representative with FINRA. Thomas McNicholl provides financial and investment services, including asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
05/20/2019 - Present
MML Investors Services, LLC (Shelby NC)
NC
09/06/1990 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SHELBY NC)
NC
09/06/1990 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELBY NC)
BOTH
Issued 05/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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