Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Allan Kavanaugh is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial industry for almost 20 years, starting in December 2004. Thomas has held registrations with multiple firms during this time, including UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC. Thomas specializes in portfolio management for individuals and businesses, as well as financial planning, and pension consulting. Thomas Kavanaugh is registered in 12 states and holds numerous industry licenses and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/07/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Jacksonville FL)
FL
09/01/2017 - 08/04/2023
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
FL
12/17/2004 - 09/12/2017
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
BOTH
Issued 01/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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